Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Paul Barberis | 1772762 | 5 | 10/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Ford | 7864009 | 1 | 10/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Barreto | 1133654 | 1 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Alan Payton | 6555184 | 3 | 09/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 09/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Levine | 1785045 | 5 | 08/18/2022 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Conveasna Ouch | 7023937 | 6 | 08/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason William Loeffler | 7689715 | 1 | 08/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Dean Chin | 1982392 | 9 | 08/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 07/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |