Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donovan Gregory Mannato | 2950500 | 2 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Lyn Duncan | 5595149 | 1 | 01/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric P Frappier | 2886396 | 1 | 01/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Christopher Brezenski | 5140646 | 4 | 01/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Timothy Suozzi | 1274605 | 1 | 01/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| W Phillip Walsh | 2114518 | 2 | 01/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dylan Matthew Frizzelle | 6598292 | 2 | 01/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Galofre | 7699215 | 1 | 01/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aneesh Paul | 5457067 | 3 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aneesh Paul | 5457067 | 3 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |