Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tajai F Smith | 6779670 | 3 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tajai F Smith | 6779670 | 3 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noelle Christina Milestone | 6156216 | 1 | 02/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelina Gabrielle Ritchens | 7208849 | 1 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermichael Eugene McDuffie | 6856902 | 1 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christie Lynn Watson | 2394801 | 1 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lynne Fritz | 6570596 | 7 | 02/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Quinn Marshall | 4012664 | 3 | 02/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew William Leveille | 7673568 | 4 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kay Lynne Marek Bowers | 4506994 | 2 | 01/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |