Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kay Lynne Marek Bowers | 4506994 | 2 | 03/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Agard | 5416194 | 1 | 03/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kapinga Mukenge | 7117753 | 1 | 03/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Gaither Weeks | 1589405 | 1 | 03/09/2017 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Charrisse Maria Thomas | 5360363 | 3 | 03/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Peck | 5591706 | 7 | 03/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Phillip Avalos | 7163716 | 1 | 03/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonia Leigh Hammond | 6898877 | 1 | 03/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph John Ulloa | 451439 | 5 | 03/06/2017 | Customer Dispute | Final | $7,007.70 | $0.00 | See FINRA Report |
| Dylan Matthew Frizzelle | 6598292 | 2 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |