Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric James Silsby | 5517061 | 1 | 04/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Arthur Bradley | 2591941 | 1 | 04/10/2017 | Customer Dispute | Final | $450,000.00 | $0.00 | See FINRA Report |
| Parker Charles Jeffrey | 6647785 | 2 | 04/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rolanda Jones | 7778961 | 1 | 04/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sanford Michael Katz | 1558898 | 1 | 04/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Travis May | 5423667 | 1 | 04/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew William Leveille | 7673568 | 4 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phyllis Anne Sarabyn | 3105892 | 3 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Braswell | 6162554 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Elizabeth Hendricksen | 7468294 | 1 | 03/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |