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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 631-640 out of 1,065 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Conveasna Ouch7023937605/31/2017FinancialFinal$0.00$0.00See FINRA Report
Conveasna Ouch7023937605/30/2017FinancialFinal$0.00$0.00See FINRA Report
Pamela Peck5591706705/22/2017FinancialFinal$0.00$0.00See FINRA Report
Brandie Mulligan5046632105/22/2017FinancialFinal$0.00$0.00See FINRA Report
Scott William Allerton6800083105/15/2017FinancialFinal$0.00$0.00See FINRA Report
Conveasna Ouch7023937605/05/2017FinancialFinal$0.00$0.00See FINRA Report
Margaret Catherine Bordoni4621085405/04/2017FinancialFinal$0.00$0.00See FINRA Report
Eileen Marie Langley1237992105/01/2017FinancialFinal$0.00$0.00See FINRA Report
Tina Michele Bryant2851805405/01/2017Customer DisputeFinal$0.00$0.00See FINRA Report
Pamela Peck5591706704/20/2017FinancialFinal$0.00$0.00See FINRA Report

1,065 Results

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