Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Conveasna Ouch | 7023937 | 6 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Conveasna Ouch | 7023937 | 6 | 05/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Pamela Peck | 5591706 | 7 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandie Mulligan | 5046632 | 1 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott William Allerton | 6800083 | 1 | 05/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Conveasna Ouch | 7023937 | 6 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Margaret Catherine Bordoni | 4621085 | 4 | 05/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eileen Marie Langley | 1237992 | 1 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tina Michele Bryant | 2851805 | 4 | 05/01/2017 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
Pamela Peck | 5591706 | 7 | 04/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |