Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Wayne Drayton-Hamilton | 7029696 | 1 | 07/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dante Omar Jones | 6968677 | 1 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Dutra | 7052881 | 2 | 07/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abdirahim Elmi Isaq | 6913641 | 1 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Sicari | 6016241 | 2 | 06/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shyann Marie Bell | 7682232 | 1 | 06/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 06/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Wolf Osher | 2560796 | 5 | 06/07/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chinonye Uche Omoruyi | 7189622 | 2 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latonya Rose Golson-Ballard | 7742262 | 5 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |