Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Lee Monroe | 4206408 | 2 | 08/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Lee Monroe | 4206408 | 2 | 08/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kennedy Charles Reddie | 7024169 | 4 | 08/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David James Labourdette | 7016990 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latonya Rose Golson-Ballard | 7742262 | 5 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latonya Rose Golson-Ballard | 7742262 | 5 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew William Leveille | 7673568 | 4 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lynne Fritz | 6570596 | 7 | 07/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dashawn Chanell Brown | 6949706 | 1 | 07/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Treloar | 6761017 | 1 | 07/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |