Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hina A Rana | 4818793 | 1 | 08/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cuaduana Paul Terry | 3211297 | 1 | 08/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Escobar | 6113432 | 1 | 08/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Patrick Higgins | 5447379 | 1 | 08/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rocio Gisella Velasquez | 5508145 | 1 | 08/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Amundson | 4360505 | 2 | 08/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lara Furlong | 3242238 | 3 | 08/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lusine Lucy Gabrielyan | 5133311 | 1 | 08/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fjolla Isufaj | 5956433 | 1 | 08/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Tucker-Refregier | 2455010 | 1 | 08/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |