Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mikael Lara | 5422404 | 6 | 10/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Gaudino | 2891693 | 2 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krystin Lachelle Eason | 7046097 | 1 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Graham | 2766840 | 1 | 09/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jami L Wright | 5017520 | 9 | 09/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Wolf Osher | 2560796 | 5 | 09/08/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lara Furlong | 3242238 | 3 | 09/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Terrance Adkins | 4082886 | 1 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Alfredo Gardea Quinonez | 7553270 | 2 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Alfredo Gardea Quinonez | 7553270 | 2 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |