Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arlen John Ledet | 1332435 | 7 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jazsmaine Tanay Dixon | 6575071 | 2 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arlen John Ledet | 1332435 | 7 | 01/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martha Hayne Gavula | 2655301 | 1 | 12/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Pierce Henry | 4782869 | 1 | 12/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Enrique Riveros-Valle | 7250275 | 2 | 12/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 11/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Melvin Bryant | 6435033 | 1 | 10/26/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 10/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bowen | 4141582 | 3 | 10/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |