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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 581-590 out of 1,065 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jami L Wright5017520911/08/2017FinancialFinal$0.00$0.00See FINRA Report
Kasey Ellen Dreste7164333111/07/2017FinancialFinal$0.00$0.00See FINRA Report
Julio Cesar Villazon6914700111/01/2017FinancialFinal$0.00$0.00See FINRA Report
Latonya Rose Golson-Ballard7742262511/01/2017FinancialFinal$0.00$0.00See FINRA Report
Deborah Suzanne Petansky4770248211/01/2017FinancialFinal$0.00$0.00See FINRA Report
Kennedy Charles Reddie7024169410/26/2017FinancialFinal$0.00$0.00See FINRA Report
Jami L Wright5017520910/15/2017FinancialFinal$0.00$0.00See FINRA Report
Sheryl Stoneking6662817610/13/2017FinancialFinal$0.00$0.00See FINRA Report
David Isidro Ayon6931136110/12/2017FinancialFinal$0.00$0.00See FINRA Report
Zachary Maher7023728210/09/2017FinancialFinal$0.00$0.00See FINRA Report

1,065 Results

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