Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alisia Rhodes | 6903498 | 4 | 12/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Catherine Bordoni | 4621085 | 4 | 12/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lara Furlong | 3242238 | 3 | 12/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheryl Stoneking | 6662817 | 6 | 12/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Basil Khalil Rabadi | 7613081 | 1 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheryl Stoneking | 6662817 | 6 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Peck | 5591706 | 7 | 11/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Catherine Bordoni | 4621085 | 4 | 11/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stefanee Rachel Taylor-Wells | 6462212 | 1 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jami L Wright | 5017520 | 9 | 11/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |