Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sameea Mughnee | 6150746 | 1 | 01/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Petty | 6770707 | 1 | 01/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Daniel Pike | 7668937 | 3 | 01/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Daniel Pike | 7668937 | 3 | 01/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Frank Galatioto | 4957257 | 4 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Frank Galatioto | 4957257 | 4 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Adriana Badillo | 7339465 | 1 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Eugene Schick | 1041349 | 3 | 12/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Williams | 7446445 | 1 | 12/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Catherine Bordoni | 4621085 | 4 | 12/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |