Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick West Garraway | 1460304 | 1 | 01/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Frank Galatioto | 4957257 | 4 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Levi | 4743346 | 8 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dyvonne Robinson | 5116068 | 2 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Makenzie Whicker | 6925689 | 1 | 01/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jami L Wright | 5017520 | 9 | 01/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Daniel Pike | 7668937 | 3 | 01/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Spencer Altman | 6123212 | 2 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jami L Wright | 5017520 | 9 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jami L Wright | 5017520 | 9 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |