Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antoinette Marie Chakif | 3233658 | 9 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Chakif | 3233658 | 9 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Chakif | 3233658 | 9 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Chakif | 3233658 | 9 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Dutra | 7052881 | 2 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel MacAreno | 7490523 | 4 | 03/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Chakif | 3233658 | 9 | 03/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith William Juengerkes | 2305014 | 2 | 03/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Cairns | 7461747 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tajai F Smith | 6779670 | 3 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |