Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alejandro Jesus Diez | 6962125 | 8 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yitzhak Azpeitia Tolentino Mera | 7708592 | 3 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathan Eric Ramirez | 6830352 | 5 | 03/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Rudd | 3168716 | 1 | 03/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phyllis Anne Sarabyn | 3105892 | 3 | 03/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa L Scriba | 2989971 | 1 | 03/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Chakif | 3233658 | 9 | 03/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Chakif | 3233658 | 9 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Chakif | 3233658 | 9 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Schneider | 7469889 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |