Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Fuller Barrett | 2640131 | 3 | 05/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kiara Thompson | 7449046 | 2 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Samuel Ramkissoon | 6122885 | 3 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Begay | 7696317 | 2 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yitzhak Azpeitia Tolentino Mera | 7708592 | 3 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley N Gilliam | 7538832 | 2 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tisharra Sanders | 7488795 | 1 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor H Calva | 7186931 | 1 | 04/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Minh Xuan Truong | 7208184 | 1 | 04/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |