Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Stafford Eckhardt | 75264 | 6 | 06/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Andrew Jones | 6127657 | 4 | 06/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yitzhak Azpeitia Tolentino Mera | 7708592 | 3 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yung Yi | 3073985 | 6 | 05/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Parker Charles Jeffrey | 6647785 | 2 | 05/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Uyen Pham | 7089934 | 1 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yung Yi | 3073985 | 6 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Glaspie | 6898204 | 1 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |