Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawn Williams | 4190696 | 2 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Duncan | 7087696 | 2 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Christopher King | 7607013 | 5 | 07/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Francis Burek | 2836625 | 2 | 07/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Alan Payton | 6555184 | 3 | 07/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Wallace | 7146647 | 1 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Noble Ligotti | 6806125 | 1 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Levi | 4743346 | 8 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yung Yi | 3073985 | 6 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |