Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Vincent Noren | 2134610 | 1 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Samuel Ramkissoon | 6122885 | 3 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Samuel Ramkissoon | 6122885 | 3 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phyllis Anne Sarabyn | 3105892 | 3 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Christopher King | 7607013 | 5 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathan Luke Hausinger | 7191989 | 1 | 09/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yousef Bittar | 5740657 | 2 | 09/24/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Seneca | 7603948 | 1 | 09/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 09/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridie E Smith | 5044230 | 7 | 09/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |