Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Luke | 7746622 | 1 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taymon Lawrence Brown | 7797022 | 2 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Elena Lawson | 7778951 | 2 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |