Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bridie E Smith | 5044230 | 7 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridie E Smith | 5044230 | 7 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathan Eric Ramirez | 6830352 | 5 | 02/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Joy Wallin | 7656146 | 3 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Michael Fracasso | 1857219 | 2 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikael Lara | 5422404 | 6 | 01/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Preston Chandler Shaw | 6170256 | 1 | 12/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |