Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Nadeau | 7607423 | 2 | 06/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 06/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Soto | 5534366 | 2 | 05/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danny Jay Buesing | 6819971 | 1 | 05/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tithy Choa | 7757749 | 3 | 05/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tithy Choa | 7757749 | 3 | 05/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Bousfield | 5975318 | 1 | 05/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arlen John Ledet | 1332435 | 7 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Soto | 5534366 | 2 | 03/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reginae Demetriana Carolyn Tree | 7808343 | 1 | 03/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |