Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diarra D Johnson | 5647478 | 8 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diarra D Johnson | 5647478 | 8 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diarra D Johnson | 5647478 | 8 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diarra D Johnson | 5647478 | 8 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diarra D Johnson | 5647478 | 8 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diarra D Johnson | 5647478 | 8 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diarra D Johnson | 5647478 | 8 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diarra D Johnson | 5647478 | 8 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Duncan | 7087696 | 2 | 05/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |