Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alisia Rhodes | 6903498 | 4 | 08/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvador Munoz Garcia | 7705515 | 2 | 08/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Ronan | 7389087 | 3 | 08/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Maureen Hoben-Shelkin | 4067026 | 4 | 08/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz Elena Brice | 7653758 | 5 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vivienne Monique Gustavsen | 7727651 | 3 | 07/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean M Ryan | 7474760 | 6 | 07/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karan Singh | 7631869 | 3 | 07/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Mascarenas | 7189722 | 1 | 07/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Marie Calsbeek | 6590900 | 3 | 07/17/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |