Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracy Maureen Hoben-Shelkin | 4067026 | 4 | 09/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elijah Joshua Siqueiros | 7488584 | 3 | 09/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Joy Wallin | 7656146 | 3 | 09/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elena A Ramillon | 7431126 | 1 | 09/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathan Eric Ramirez | 6830352 | 5 | 09/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Diandra Sanchez | 7034402 | 1 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Ford Buckalew | 2828966 | 2 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvador Munoz Garcia | 7705515 | 2 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisia Rhodes | 6903498 | 4 | 08/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisia Rhodes | 6903498 | 4 | 08/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |