Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tithy Choa | 7757749 | 3 | 11/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kwame Omari Edwards | 7149041 | 1 | 11/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Parkin | 2974077 | 2 | 10/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arlen John Ledet | 1332435 | 7 | 10/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 09/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Paul Anderson | 6242070 | 2 | 09/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Paul Anderson | 6242070 | 2 | 09/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Nadeau | 7607423 | 2 | 08/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Townsend McCune | 326451 | 4 | 08/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis Joseph Nameth | 5315348 | 1 | 07/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |