Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gyamfi Kwarteng | 6828677 | 2 | 02/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nevin Ramish Gomez | 7631767 | 1 | 02/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Aileen Romero | 5385143 | 2 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Faye Ross | 1763065 | 1 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Zachary Taylor | 5332526 | 6 | 01/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beth Ann Anderson | 1761025 | 1 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maricia C Aiken | 4349386 | 1 | 01/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dianalyn Renee O'Brien | 5225052 | 1 | 01/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Devine Knecht | 4620223 | 1 | 01/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |