Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacy Marie Gager | 4419806 | 1 | 03/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamika Dorsey | 7238788 | 1 | 03/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shekeria Ward | 7610121 | 1 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kiara Thompson | 7449046 | 2 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Javier Ramirez | 6748276 | 2 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Zachary Taylor | 5332526 | 6 | 02/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David M Renken | 2091675 | 3 | 02/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Bradbeer | 7864049 | 3 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 02/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ifeanyi Louis-Alfred Ukatu | 5921861 | 2 | 02/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |