Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven MacLen Bonavita | 3090778 | 6 | 05/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Alexander Brown | 7611990 | 2 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Munib Hatab | 7901659 | 1 | 05/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Dennis | 5195684 | 1 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Andrew Jones | 6127657 | 4 | 04/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jazsmaine Tanay Dixon | 6575071 | 2 | 04/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Andrew Jones | 6127657 | 4 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Davis Perdue | 6013774 | 1 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Robert Courtney | 1899718 | 1 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Vandyk | 4369347 | 1 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |