Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eliseo Dominguez | 7528970 | 3 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Clifford Hallett | 6092689 | 1 | 07/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Jose Rosario | 6993277 | 2 | 07/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Parkin | 2974077 | 2 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyla Cathey | 7558784 | 1 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikael Lara | 5422404 | 6 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikael Lara | 5422404 | 6 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikael Lara | 5422404 | 6 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eliseo Dominguez | 7528970 | 3 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eliseo Dominguez | 7528970 | 3 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |