Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Matthews | 7543930 | 6 | 09/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Welsh | 3029950 | 4 | 09/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Welsh | 3029950 | 4 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Grant | 6530085 | 1 | 09/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Bright | 7241406 | 4 | 09/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John McKee | 5721657 | 2 | 09/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colleen Kelly Dempsey | 6580153 | 5 | 09/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Jose Rosario | 6993277 | 2 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dahianna I Madera | 5814361 | 6 | 08/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |