Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Njeri Maia Henderson | 6925056 | 6 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 01/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Andrew Heckman | 5593933 | 3 | 01/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Andrew Heckman | 5593933 | 3 | 01/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 12/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 12/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 12/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |