Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Amanda M Levi | 4743346 | 8 | 12/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Yousef Bittar | 5740657 | 2 | 12/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jade Alyse Skelton | 7814380 | 1 | 12/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Terri Lynn Singletary | 7032934 | 4 | 12/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Julio Castillo | 6404537 | 1 | 12/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eric Peterson | 2918053 | 1 | 12/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sheri L Amirsoleimani | 4955859 | 2 | 12/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sheri L Amirsoleimani | 4955859 | 2 | 12/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Christopher King | 7607013 | 5 | 11/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Amanda M Levi | 4743346 | 8 | 11/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |