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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 171-180 out of 1,065 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Amanda M Levi4743346812/25/2020FinancialFinal$0.00$0.00See FINRA Report
Yousef Bittar5740657212/21/2020FinancialFinal$0.00$0.00See FINRA Report
Jade Alyse Skelton7814380112/17/2020FinancialFinal$0.00$0.00See FINRA Report
Terri Lynn Singletary7032934412/15/2020FinancialFinal$0.00$0.00See FINRA Report
Julio Castillo6404537112/14/2020FinancialFinal$0.00$0.00See FINRA Report
Eric Peterson2918053112/09/2020FinancialFinal$0.00$0.00See FINRA Report
Sheri L Amirsoleimani4955859212/04/2020FinancialFinal$0.00$0.00See FINRA Report
Sheri L Amirsoleimani4955859212/04/2020FinancialFinal$0.00$0.00See FINRA Report
James Christopher King7607013511/17/2020FinancialFinal$0.00$0.00See FINRA Report
Amanda M Levi4743346811/12/2020FinancialFinal$0.00$0.00See FINRA Report

1,065 Results

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