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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 161-170 out of 1,065 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Adam Zachary Taylor5332526601/26/2021FinancialFinal$0.00$0.00See FINRA Report
Joxavier Lashondalyn Jackson7014362101/22/2021FinancialFinal$0.00$0.00See FINRA Report
Adam Zachary Taylor5332526601/21/2021FinancialFinal$0.00$0.00See FINRA Report
Gina Elena Lawson7778951201/15/2021FinancialFinal$0.00$0.00See FINRA Report
Jose Pablo Ramirez7681048501/07/2021FinancialFinal$0.00$0.00See FINRA Report
Edgar Cruz Castillo7667608101/01/2021FinancialFinal$0.00$0.00See FINRA Report
Kristopher M Partridge6596301112/31/2020FinancialFinal$0.00$0.00See FINRA Report
David M Renken2091675312/30/2020FinancialFinal$0.00$0.00See FINRA Report
Tomeka Shantay Robinson6484186112/30/2020FinancialFinal$0.00$0.00See FINRA Report
Karan Singh7631869312/30/2020FinancialFinal$0.00$0.00See FINRA Report

1,065 Results

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