Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Tellaisha Schultze | 1496957 | 4 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Mary Lautenschlager-Bronk | 7629655 | 3 | 02/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Steven McAvoy | 2331765 | 1 | 02/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Zachary Taylor | 5332526 | 6 | 02/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Zachary Taylor | 5332526 | 6 | 02/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Matthews | 7543930 | 6 | 02/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Pablo Ramirez | 7681048 | 5 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Pablo Ramirez | 7681048 | 5 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Matthews | 7543930 | 6 | 01/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Richard Shaw | 5916400 | 1 | 01/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |