Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Quentin Quamme | 4413885 | 3 | 06/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melodi A Cupp | 6317654 | 2 | 06/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melodi A Cupp | 6317654 | 2 | 06/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Marie Held | 7667610 | 1 | 05/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ebers Gustavo Lobos | 7683427 | 1 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Rodriguez-Alvarez | 7196881 | 1 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Lewis | 6616314 | 1 | 05/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Rene Roach | 7382146 | 1 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz Elena Brice | 7653758 | 5 | 04/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |