Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Angel MacAreno | 7490523 | 4 | 12/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel MacAreno | 7490523 | 4 | 12/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Michael Horonzy | 7863259 | 1 | 12/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chloe River Kennedy | 4257989 | 1 | 11/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yolanda Inggit Gunawan Lie | 7014454 | 4 | 11/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marla Scali | 6910919 | 2 | 11/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marla Scali | 6910919 | 2 | 11/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan E Arnold | 1723578 | 3 | 10/25/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn-Marie Aguilar Herras | 6744711 | 1 | 10/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 10/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |