Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Alfons Kallman | 263465 | 6 | 01/01/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tovia Joseph Widman | 466236 | 1 | 11/09/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Waterman Pettit | 361950 | 4 | 10/13/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald C Reynolds | 828783 | 1 | 11/30/-0001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Jesionowski | 258540 | 2 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |