Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Carson Norman | 349133 | 2 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Thomas Turnbough | 867704 | 7 | 12/24/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Jones | 261624 | 2 | 08/19/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Schlackman | 839420 | 3 | 04/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Odile Sabine Blanchard | 1002883 | 1 | 07/16/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Noel Goodwin | 225534 | 4 | 06/04/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Schlackman | 839420 | 3 | 04/17/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Mezmar | 333437 | 1 | 01/18/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Thomas Joseph | 818850 | 4 | 01/18/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Brent Dolley | 69653 | 3 | 04/25/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |