Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Jeffrey Birnbaum | 1496899 | 2 | 04/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 11/07/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Fulton Havenstein | 823704 | 2 | 09/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Palmer | 1091440 | 1 | 01/19/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Craig Loskill | 1318063 | 1 | 12/01/1986 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Richard Lowe | 864311 | 5 | 01/18/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Sneed Eaves | 704004 | 2 | 01/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Schlackman | 839420 | 3 | 09/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Hanlon | 1012416 | 2 | 05/01/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Weiss | 812663 | 2 | 03/25/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |