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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,031-1,040 out of 1,065 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Jonathan Krasner1685858506/16/1993RegulatoryFinal$0.00$0.00See FINRA Report
Thomas Michael Jeszeck1985264101/28/1993RegulatoryFinal$0.00$0.00See FINRA Report
David Ray Hester1185772512/24/1992Customer DisputeFinal$100,000.00$0.00See FINRA Report
Kenneth Gregory Lechner1895894209/29/1992RegulatoryFinal$0.00$0.00See FINRA Report
James Woo Fong1077109310/19/1991RegulatoryFinal$0.00$0.00See FINRA Report
Scott Kenneth Elger1445820304/01/1990RegulatoryFinal$0.00$0.00See FINRA Report
James Paul Kern1456788103/26/1990RegulatoryFinal$0.00$0.00See FINRA Report
Michael Anthony Perillo1470846110/13/1989RegulatoryFinal$0.00$0.00See FINRA Report
Theodore Geller219555208/22/1989RegulatoryFinal$0.00$0.00See FINRA Report
Bruce Edward Piccirillo835562507/01/1989RegulatoryFinal$0.00$0.00See FINRA Report

1,065 Results

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