Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis S Donato | 1018240 | 1 | 01/30/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Anthony Sauro | 722865 | 1 | 12/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Steven Bennett | 1463485 | 2 | 10/26/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Montgomery Shea | 1478869 | 4 | 02/10/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Augustavo | 1296764 | 1 | 02/02/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dale Weston | 1817670 | 1 | 01/13/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Warren Martin | 823029 | 1 | 11/22/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rankin Revel Rawlings | 1616713 | 3 | 10/26/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Remchuk | 1141102 | 2 | 07/30/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gonzalo Luis Villena | 1435391 | 4 | 07/15/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |