Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jay Scher | 2909313 | 2 | 06/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Scott Durlester | 1009194 | 7 | 05/07/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 05/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Michael Edwards | 4282984 | 1 | 02/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Dean Goodson | 2404969 | 2 | 09/02/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Frank | 709163 | 3 | 04/14/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Vincent Richter | 2373025 | 3 | 07/12/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen J Smola | 1156520 | 2 | 05/29/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Ayres Lanham | 1046994 | 1 | 02/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Andrew Connelly | 1561218 | 2 | 11/06/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |