Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph C Despres | 1557624 | 7 | 09/21/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grady West | 4331321 | 2 | 08/15/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 06/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Brian Diehl | 4866939 | 1 | 12/22/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Jonathan Krasner | 1685858 | 5 | 08/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Howard Sizeler | 425593 | 4 | 04/21/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Fred Moskowitz | 2335240 | 5 | 04/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Phillip Ugo | 2163903 | 2 | 12/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Randall Pringle | 1277121 | 7 | 08/20/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Judy Zeng Wang | 2938478 | 2 | 08/13/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |