Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Takumi Daniel | 7249002 | 5 | 01/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Takumi Daniel | 7249002 | 5 | 01/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 01/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aleisha F Lucas | 5142756 | 5 | 01/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Irene Flores-McLeroy | 7529015 | 2 | 01/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Irene Flores-McLeroy | 7529015 | 2 | 01/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Miguel Martinez | 5781741 | 1 | 01/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kane Roberts | 5600548 | 2 | 01/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Philip Yeppez | 7337704 | 4 | 01/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aleisha F Lucas | 5142756 | 5 | 12/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |