Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Vito Amoruso | 2259279 | 2 | 02/28/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nancy Elizabeth Sheerin-Floros | 1385773 | 1 | 01/15/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Hugh Smith | 2216199 | 1 | 10/12/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy Dawn Cady | 2930796 | 2 | 07/07/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Robertryan Wheat | 3187695 | 1 | 04/19/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Logan Wiggins | 4252977 | 1 | 08/11/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Kenneth Swanson | 1207390 | 1 | 01/15/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Vaughn | 1221263 | 2 | 12/15/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andre Mirkine | 1570053 | 1 | 05/28/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael James Pope | 4551807 | 2 | 04/17/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |