Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Gareth Heimstaedt | 732695 | 5 | 03/06/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith William Juengerkes | 2305014 | 2 | 10/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert J Burton | 3186851 | 1 | 08/07/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Martin Trevisan | 715623 | 4 | 04/11/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dirk Allen Taylor | 1008197 | 2 | 03/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Kao | 4684446 | 1 | 08/10/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Allen Payne | 1854575 | 2 | 08/07/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Patrick Mingo | 2671019 | 2 | 03/30/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Wilson Black | 1856976 | 4 | 03/18/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Elliot Harris | 2623246 | 3 | 02/28/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |