Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Carson Bird | 2921784 | 1 | 02/25/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nina Zelaya | 6322787 | 1 | 02/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Aliea Joubeen | 5524281 | 1 | 02/19/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel P Kelleher | 5057436 | 1 | 06/27/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Thomas Christian | 5555711 | 1 | 06/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Paul Ulogar | 5314081 | 1 | 05/13/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory James Price | 5987070 | 1 | 03/13/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kerrie Coe | 4951159 | 2 | 01/14/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joyce Melissa Sanfilippo | 3223412 | 1 | 07/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Orlando Joseph Basile | 1811016 | 1 | 03/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |